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News

What firms should take from the FCA's latest portfolio strategy letter

The FCA's latest portfolio strategy letter for financial advisers and investment intermediaries has become

12/11/24 Go to article

News

How advice firms should navigate the AI journey

There are numerous new AI solutions available for financial advice firms, offering a range of choices. However,

17/09/24 Go to article

Press Release

Insurers urged to demonstrate fair value and good customer outcomes

Gary Maude, Director of Advisory Practice at TCC, shares his concerns for the insurance sector:

28/08/24 Read more

Case study: Flexible overflow business assurance relieves internal pressure

Outsourcing also results in a regular independent view on the business written.

07/08/24 Read more

Case study: Compliance review and remediation

We were engaged to conduct a detailed compliance review and produce a remediation action plan within tight timescales

07/08/24 Read more

Case study: Calculator build and assurance

Redress project streamlined with bespoke calculators

07/08/24 Read more

Case study: Comprehensive UCIS review without the cost burden

Our bespoke solution minimised costs without sacrificing quality, time or volume.

07/08/24 Read more

Case study: Responsive resourcing

Responsive resourcing keeps compliance audit on track

29/07/24 Read more

Case study: Specialist resourcing

Large scale resourcing gets remediation project moving

29/07/24 Read more

Case study: RegTech remediation project

Harnessing the power of RegTech, we saved our client £1.2m in project costs.

24/07/24 Read more

Case study: RegTech enabled Past Business Review

RegTech enabled PBR saves £3m

24/07/24 Read more

Case Study: Outsourced business assurance accelerated by RegTech

Discover how our high-performance business assurance helped a client deal with a fluctuating workload faster and with superior quality.

24/07/24 Read more

Case study: Project rescued by RegTech

Find out how we rescued and turned around a struggling arrears remediation project and cut the review times by a quarter.

24/07/24 Read more

Case study: AML Customer Due Diligence Review

Risk diminished with strengthened customer due diligence

18/07/24 Read more

Case study: AML Review & Remediation

AML defences reinforced with review

18/07/24 Read more

Case study: Redress calculations

Redress expertise slashes review costs by 20%

18/07/24 Read more

Case study: Defined benefit transfers

A tailor-made method method to stand the test of time

24/06/24 Read more

Case study: Past business review

Quickly scaling up to deliver large scale past business review

24/06/24 Read more

The challenges of Defined Benefit redress calculations

Ask Harry Eastwood: The challenges of Defined Benefit redress calculations

20/06/24 Read more

Discover how implementing provisioning calculations can significantly benefit your business

18/06/24 Read more

News

Eight essentials for looming Consumer Duty assessments

The 31 July was a date firmly etched on minds across the industry this time last year, as the Consumer

13/06/24 Go to article

A reflection: Identifying potentially vulnerable customers then and now

The FCA issued Occasional Paper No.8: Consumer Vulnerability in 2015. It was published with

11/06/24 Read more

How to deliver fair treatment to customers who are (or may become) vulnerable

The FCA has recently imposed a fine of over

06/06/24 Read more

Consumer Investments Duty compliance for closed products and services

Ahead of the Consumer Duty implementation deadline of 31 July 2024 for all closed products

23/05/24 Read more

Intelligent compliance for outcomes that matter

What firms should take from the FCA's latest portfolio strategy letter

Hopcraft: Is DCA PPI2?

FCA fines highlight the need for better customer support

How do large firms with an abundance of resources fall foul of FCA regulations?

Ongoing advice services and retirement income advice are key priorities in the latest FCA update

Insurers unable to demonstrate robust fair value assessments and adherence to product governance

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What firms should take from the FCA's latest portfolio strategy letter

How advice firms should navigate the AI journey

Insurers urged to demonstrate fair value and good customer outcomes

Case study: Flexible overflow business assurance relieves internal pressure

Case study: Compliance review and remediation

Case study: Calculator build and assurance

Case study: Comprehensive UCIS review without the cost burden

Case study: Responsive resourcing

Case study: Specialist resourcing

Case study: RegTech remediation project

Case study: RegTech enabled Past Business Review

Case Study: Outsourced business assurance accelerated by RegTech

Case study: Project rescued by RegTech

Case study: AML Customer Due Diligence Review

Case study: AML Review & Remediation

Case study: Redress calculations

Case study: Defined benefit transfers

Case study: Past business review

The challenges of Defined Benefit redress calculations

Discover how implementing provisioning calculations can significantly benefit your business

Eight essentials for looming Consumer Duty assessments

A reflection: Identifying potentially vulnerable customers then and now

How to deliver fair treatment to customers who are (or may become) vulnerable

Consumer Investments Duty compliance for closed products and services